Consultants
CAPITAL MARKETS WILL BE DISRUPTED BY DIGITAL ASSET SECURITIES
By 2025 the Security Token Market is expected to grow to $8 trillion.
KPMG, 2021
BLOCKCHAIN BENEFITS:
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Instant settlement (T+0)
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Transparency
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Enhanced Liquidity
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Transferability (P2P)
EVERY ASSET CLASS WILL BE IMPACTED:
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Investment funds
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Commodities
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Real Estate
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Equities
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Venture Capital/Private Equity
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Fixed Income
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Arts/Collectibles
REGULATION IS COMING FOR CRYPTO
“Every ICO I've Seen Is a Security”
Former SEC Chairman Jay Clayton (February 2018)
“So many of these projects have…tried to arbitrage our public policy framework,”
Current SEC Chairman Gary Gensler (September 2021)
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For a running list of digital asset securities enforcement actions from SEC
SERVICES
WE KNOW DIGITAL ASSETS
The SEC has made it clear that nearly every digital asset that has been sold to the public is indeed a security. If you are in the crypto space but don’t necessarily understand regulatory requirements, we can help.
CORE AREAS OF REGULATORY FOCUS
Broker-Dealer Approvals (CMA/NMA)
Risk, Cybersecurity and Governance Framework
Technology Development
Custody and Settlement
Anti-Money Laundering
(Bank Secrecy Act)
Blockchain Infrastructure
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Business Continuity Planning
ABOUT US
OUR TEAM
Since 2018 we have helped new and established broker-dealers achieve regulatory approvals from FINRA and SEC to engage in digital asset securities business.
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We are former regulators having previously worked for FINRA (primary regulator for broker-dealers)
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40+ years experience in federal securities law and regulatory compliance
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WE BELIEVE… the biggest winners will be those who innovate in conjunction with both established and emerging regulations and actively engage the regulators.
PARTNERS
WHO WE WORK WITH
We believe long-term, impactful partnerships are central to achieving our mission. Therefore, we work with and alongside others to shape the world of digital assets.
